SEC Job Search Listings

S Degree required in Accounting. • CPA • 4+ years experience in finance including prior SEC reporting in a multinational, publicly traded company or large... ...

Expertise, tax related SEC reporting, managing tax... Requires a minimum of 15 years of experience in a finance/accounting related field, including supervisory... ...

Internal staff, the SEC, other SROs, member firms and industry organizations related to SEC Rules on Net... and update FINRA and SEC rules, regulations and... ...

Bachelor's degree in Finance, Accounting, Business... finance or regulatory experience preferred. Thorough knowledge of Self-Regulatory Organization and SEC... ...

Relevant data to ensure compliance with FINRA and SEC rules and regulations. Understand the regulatory... Bachelor's degree in Finance, Accounting, Business... ...

Knowledge of finance, various types of securities and broker-dealer services and methods of marketing required... Thorough knowledge of FINRA, SEC, MSRB, and... ...

Seven years Securities, Finance or Regulatory related experience preferred. Expert knowledge of Self-Regulatory Organization and SEC rules and regulations, as... ...

FINRA and federal securities reports, websites, SEC filings, hornbooks, and rule books. Assist CPAG... background in finance. Please note : Candidates... ...

Stock Brokerage Accounting, Advanced Net Capital, SEC Rule 15c3-3 (Reserve Formula and Possession of... Major in Accounting, Finance, Business Administration... ...

Requests for Information and Documentation from FINRA, SEC and other State and Federal regulatory and self... Bachelor's degree in Finance or Business... ...